Compliance and CE

Brand : Quest CE

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Quest CE’s Compliance and Continuing Education (CE) product is designed to streamline compliance operations and ensure that financial professionals meet regulatory requirements.

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The platform offers a comprehensive suite of services, including firm training programs, disclosure tracking, and branch audit solutions, tailored specifically for the financial services industry.

Compliance and CEFeatures

Compliance Training Programs

Provides on-demand training for various compliance topics, ensuring that employees stay up-to-date with regulatory requirements.

Disclosure Tracking Services

Automates the tracking and management of disclosures, helping firms maintain compliance with industry regulations.

Branch Audit Solutions

Facilitates the auditing process for branches, ensuring that all locations adhere to compliance standards.

On-Demand Insurance and Designation Continuing Education

Offers a wide range of continuing education courses for insurance and financial designations

Firm Element Training

Customizable training programs designed to meet the specific needs of financial firms.

Investment Advisor Training

Specialized training for investment advisors to ensure compliance with industry standards.

Anti-Money Laundering Courses

Provides essential training on anti-money laundering regulations and practices.

Cybersecurity Training

Educates employees on best practices for cybersecurity to protect sensitive information.

MSRB Training

Offers training on Municipal Securities Rulemaking Board (MSRB) regulations.

FINRA E-Learning

Provides e-learning courses that meet the requirements of the Financial Industry Regulatory Authority (FINRA).

Compliance and CESpecifications

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  •  Windows 
  •  Desktop 
  •  Web-Based, Perpetual 
  • All Industries 
  • All Businesses 
  • Small Business Medium Business Enterprises 
  • Phone Email 
  • Documentation 
  • English 

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Compliance and CECompany Details

Brand Name Quest CE
Information Quest CE provides compliance training and continuing education solutions for the financial services industry. Their platform offers a range of services including firm training programs, disclosure tracking, and branch audit solutions. Quest CE aims to simplify compliance operations and enhance the efficiency of financial institutions.

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